All articles are our individual oppinon and outlook on the market and should not be mistaken for any policy or decisions made by the regulator or other bodies.
Following the recent indication by the FCA regulator that an ACD should prepare for redress, in this article we explain what it means to redress investors and what the regulator is relying on...
5 YEAR MILESTONE A huge thank you to all our clients, sponsors and fund managers who have been and many who continue to be associated with Lloyd Expert Consultancy Ltd.
With yet another merger of ACDs muted last week, we answer the important questions on what this means for the future of ACDs and whether or not this was all part of the regulator plan to reduce...
With a short delay from the FCA on the effective roll out of consumer duty it is still a requirement for firms to ensure they are addressing all the elements that this looks to achieve.
In this article we outline the role of a NED on Fund Boards, what questions they should be asking and what information they need to make an effective judgement.
In over 87% of the 2,000 funds now been reviewed we have found that AoV has either been misapplied or overscored due to misapplication in one or more of the 7 key criteria areas. The often sea of...
Following a recent meeting with the regulator it was interesting to note that the regulator does see a value in an independent depositary model in the world of fund oversight.
Having worked with over 40+ boards to review and assess the effectiveness of how they are run and ensure best practice is understood one of the key questions that management ask is do we have the...
Given the current situation in Ukraine and dreadful impact to the citizens and civilians we will not work with any Russian based clients.
it was an honour and privledge to host the Financial Conduct Authority (FCA) for an exclusive discussion on Assessment of Value (AoV) and Q&As to what is important for Fund Managers, ACDs (AFMs)...
Delighted to chair the important discussion on Assessment of Value (AoV) with a number of experts to hear their view, application and differences of oppinon that certainly made for a lively...
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