Fund Manager

Here for you when it matters

Lloyd Expert Consultancy Ltd was born out of the need from clients wanting to create funds, understand fund management, and the associated risks and considerations.

We enjoy working with fund managers to solve problems and provide extra support to ensure they are ahead of the game and have a pathway in the future.

Lloyd Experts have helped clients with:

  • Launch new funds
  • Setup a fund management team
  • Ensure that the day to day management setup is fit for purpose
  • Workflow and Operational Management review
  • Realise efficiency

Clients often ask us...

  • If the level of due diligence on investments is enough?
  • What if anything could be added or improved?
  • How does the running of the fund(s) compare to others in the market place?
  • Is my OCF too high and how can we lower it?
  • Can we review the operational setup?
  • Could the management of the funds be done better?
  • Are we using the best suppliers to administer the fund?
  • What trading options and systems are out there for my type of business setup?

Role of Sponsor

Fund Manager

Selection and project Management of ACD and IM

  • Selection of ACD and IM
  • Oversight of the ACD service delivery
  • Relationship management with ACD
  • Financial underpinning and negotiation (minimum fees and viability)
Fund Manager

Legal Responsibility

  • Ensuring all distribution policies are up to date and in place across all parties
  • Keeping up to date with and ensuring adherence with all regulatory change
  • FCA adherence
  • Indemnity and Liability cover to the ACD
  • Oversight of all legal agreements
  • Engagement in ACD Due Diligence visits
Fund Manager

Marketing Accountability

  • Preparation of all marketing documentation - including fact sheets
  • Checks to ensure the fund is being marketed correctly—to its target/intended audience
  • Involvement on product changes
  • Platform/distribution selection
  • Oversight of all legal agreements
  • Engagement in the provision of all scheme documentation - prospectus, instrument, KiiDs, SID, application forms, including websites etc.

Role of Fund Manager

Fund Manager

Consulting and project Management of Fund

  • Investment Management of the fund - ensuring the funds are being managed in accordance with their objectives, policies, the fund’s investment & borrowing powers and the COLL regulations.
  • Responsibility for trade execution
  • Adhere to Best Execution policy
  • Asset Eligibility - both pre and post investment
  • Liquidity monitoring
  • Ensure the fund is being managed in accordance with its IA sector
  • Provide investment commentary on all the funds
  • Performance monitoring and reporting
Fund Manager

Legal Responsibility

  • Ensuring all requisite policies are up to date and in place across all parties (Investment Manager, trade execution)
  • Keeping up to date with and ensuring adherence with all regulatory change
  • Engagement with ACD - including participating in due diligence visits and evidencing
  • Indemnity and liability cover for trade execution
Fund Manager

Marketing Accountability

  • Sign off on all marketing documentation - including fact sheets
  • Review of fund documentation - prospectus, instrument, KiiDs, SID, application forms etc.

Connect With Us

For more information, please contact us so we can provide the right Lloyd Expert for you.

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