All articles are our individual oppinon and outlook on the market and should not be mistaken for any policy or decisions made by the regulator or other bodies.
Following a year of normality in the sense of no longer a worldwide pandemic controlling everything we do, we have had a year of finding how business as usual will look for the government and...
In this article we discuss the new FCA regulation that aims at tightening the rules, role of the ACD and the possible actions which may become enforceable, should the Fund Manager or ACD fail....
In the latest signs from the regulator it is clear that the level of Capital Adequacy will increase and could even multiple as much as 5 times the current level in order to provide sufficient...
With the recent publication of many funds AoV we once again see a common theme in gaps and weaknesses across 80% of the funds in the marketplace.
Delighted to have met with his RT Hon Rishi Sunak at a recent event where he was very well informed and equally concerned about the challenges the UK and Financial Services industry...
In this article we provide a comprehensive list of elements that most ACDs are failing in and why the regulator (FCA) is right in insisting on better standards...
We are offering all clients a free implementation guide for consumer duty in line with the regulator (FCA) requirements.
We are often engaged by clients regarding the role and options of external ACDs and moreso since the high profile case why having an understanding and alternative ACD in mind is useful.
Lloyd Expert Consultancy were this evening honoured to pay respects to her Majesty Queen Elizabeth II, while lying in state, on behalf of Lloyd Expert Consultancy, our family and all clients....
Monday 19th September 2022 - Office will be closed as a mark of respect for Her Majesty Queen Elizabeth II...
Following the recent indication by the FCA regulator that an ACD should prepare for redress, in this article we explain what it means to redress investors and what the regulator is relying on...
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