All articles are our individual oppinon and outlook on the market and should not be mistaken for any policy or decisions made by the regulator or other bodies.
We are offering all clients a free implementation guide for consumer duty in line with the regulator (FCA) requirements.
We are often engaged by clients regarding the role and options of external ACDs and moreso since the high profile case why having an understanding and alternative ACD in mind is useful.
Lloyd Expert Consultancy were this evening honoured to pay respects to her Majesty Queen Elizabeth II, while lying in state, on behalf of Lloyd Expert Consultancy, our family and all clients....
Monday 19th September 2022 - Office will be closed as a mark of respect for Her Majesty Queen Elizabeth II...
Following the recent indication by the FCA regulator that an ACD should prepare for redress, in this article we explain what it means to redress investors and what the regulator is relying on...
5 YEAR MILESTONE A huge thank you to all our clients, sponsors and fund managers who have been and many who continue to be associated with Lloyd Expert Consultancy Ltd.
With yet another merger of ACDs muted last week, we answer the important questions on what this means for the future of ACDs and whether or not this was all part of the regulator plan to reduce...
With a short delay from the FCA on the effective roll out of consumer duty it is still a requirement for firms to ensure they are addressing all the elements that this looks to achieve.
In this article we outline the role of a NED on Fund Boards, what questions they should be asking and what information they need to make an effective judgement.
In over 87% of the 2,000 funds now been reviewed we have found that AoV has either been misapplied or overscored due to misapplication in one or more of the 7 key criteria areas. The often sea of...
Following a recent meeting with the regulator it was interesting to note that the regulator does see a value in an independent depositary model in the world of fund oversight.
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